Redinel Korfuzi used confidential inside information obtained in his role as a Janus Henderson analyst to enable “timely and profitable...
Month: January 2023
A CBDC could be supported by the use of privacy-enhancing technologies to anonymise data while still allowing for AML/CFT analysis,...
Individuals would take positions on certain stocks prior to so-called ‘market experts’ going on live television to recommend those same...
The Memorandum of Cooperation covers procedures for information sharing and on-site visits, and the permissible uses and confidentiality of information...
Financial industry associations say a ban on commissions paid to financial advisers for selling financial products would harm consumers.A coalition...
The rules strengthen requirements for firms to protect customers and implement transaction management and process controls.The CSRC (China Securities Regulatory Commission)...
Risk management practices and controls used by fund managers reduce overall risk but “pockets of relatively higher risk” still exist.New...
SEBI said the proposed ASBA-like mechanism for secondary markets is designed to safeguard client assets from broker misuse and defaults.SEBI...
Under the revised rules, the BOJ can provide FIs both fixed and variable-rate loans across a range of tenors up...
Those engaged in unfair trading activities would face either a prison sentence of at least one year or a fine...
