Month: September 2021

Underwriters and distributors are directed to ensure their systems, processes and controls facilitate good customer outcomes. New Zealand’s FMA (Financial...

Zhao Jingwen was sentenced to 18 years in prison and fined CNY 3.2 million for embezzlement and receiving CNY 5.5...

IMF managing director Kristalina Georgieva has denied involvement in alleged data irregularities to improve China’s “Doing Business” ranking. An independent report has...

IFSCA chairperson Injeti Srinivas says the authority is close to setting up an International Arbitration Centre in GIFT City. The...

The guidance emphasises the need for firms to maintain records of consumers giving consent to be sold financial products as...

TOKYO, Sept 15 (Reuters) - A Japanese brokerage industry group said on Wednesday it would review the process for setting...

Nearly 70 crypto exchanges in South Korea may have to partially or fully suspend trading services on Friday, according to a...

A former executive at the financial advisory firm Convoy Global has been acquitted by the District Court of concealing his...