New corporate bond offerings often go partially unsold without the knowledge of issuers. JSDA is reportedly considering requiring underwriters to...
Month: June 2020
The publications will allow NGFS members and the FIs they supervise to better identify, quantify and mitigate climate risks in...
The guidelines set out MAS’ supervisory expectations for banks, insurers and asset managers in their governance, risk management, and disclosure...
CPMI and IOSCO have asked CCPs to address a number of issues in the next 24 months to enhance default...
The former consultant promised investors guaranteed returns but used the monies they paid for share trading in her personal account....
The bill to introduce a new conduct regime in New Zealand is not yet adequately developed, say Consumer New Zealand,...
Vietnam’s banking sector must take radical steps to adopt international capital rules, reporting requirements and trading practices, says Francois Denimal...
The CBIRC has set out banks and insurers’ obligations when handling criminal cases that arise, including duties to investigate, issue...
DLT will be tested to share fund, SSI, and corporate information; enhance compatibility among fund distribution networks; share stock borrowing...
KRX will also launch a centralised platform where investors can obtain the investment information and disclosures of each bond, as...
