FSS data shows that JP Morgan Chase and Société Générale earned nearly $6.8mn from the high-risk derivatives products sold through...
Month: October 2019
The FSS will conclude its investigation into KEB Hana and Woori Bank this week. KEB Hana and its CEO are...
The BOJ warns of a buildup of risks from lending to “low-return borrowers”, delayed loan restructuring, and overseas exposures to...
Pierre Latrobe at Mazars discusses the measures the HKMA has taken so far to strengthen its macroprudential supervisory toolkit and...
The former supervisor of ICBC’s US broker-dealer unit has agreed to settle charges for failures involving the improper handling of...
Effective immediately, foreign financial institutions can establish wholly-owned banks in China, which can be operated alongside foreign bank branches and...
The bill to end the payment of grandfathered conflicted remuneration to financial advisers has now passed in the Senate, after...
The initiative will be used to share know-how, expand client networks, and explore cross-border financing alternatives and cooperation in research...
The report notes that China is one of the countries that has outstanding issues with removing barriers to full trade...
DTCC’s Purtini Joshi outlines three key challenges firms need to address to ensure compliance with Phase 5 and Phase 6...
